Thomas Giachetti

Representational Lawyer · J.D.

The Investment Management & Securities practice at Stark & Stark is well-versed in the complex legal and practical challenges faced by investment professionals. Our team provides expert guidance and counsel on various matters, including investment adviser regulations, securities arbitration, litigation and enforcement, broker-dealer regulations, investment companies and hedge funds, investment banking and venture capital, and corporate governance. Comprising experienced attorneys, our Investment Management & Securities Practice Group features professionals with diverse backgrounds. This includes a former enforcement attorney from a state securities agency, a former compliance director and corporate secretary for mutual funds and broker-dealers, and a member of the NYSE and NASD Boards of Arbitrators.