Howard Eilen

Since 1992, I have successfully mediated over 3,000 cases and claims, including group claims, involving a multitude of diverse customer and employment matters filed against both national and regional brokerage firms, and financial institutions, alleging and/or involving annuities and insurance products, Ponzi schemes, private placements, REITS, churning, suitability, fraud and omissions, wrongful termination, defamation, corporate raiding and unfair competition, hedge funds, ERISA, CMO’s, structured products, options, commodity futures and SWAPS, margin and portfolio margin. I am a founding partner of the law firm Lehman & Eilen LLP in Uniondale, NY. I have over 45 years of extensive practical and legal experience in the commodities, securities and financial services arenas. I have successfully prosecuted and defended claims filed in court and arbitration against brokers and other registrants arising under the federal securities and commodities laws, state Blue Sky laws, as well as the Racketeer Influenced and Corrupt Organizations Act. I have represented firms and individuals in enforcement proceedings and investigations conducted by the Securities and Exchange Commission, Commodity Futures Trading Commission, New York Stock Exchange, FINRA and state regulators.

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